Compliance Officer Jobs

Compliance OfficerInteractive Brokers Group, Inc.

Being a Compliance Officer for the company's GIFT IFSC entity is a pivotal role, ensuring operations adhere to all applicable laws, regulations, and internal policies.

Compliance OfficerInteractive Brokers

This Compliance Officer role involves ensuring that all operations adhere to applicable laws, regulations, and internal policies of the International Financial Services Centers Authority (IFSCA), SEBI, and other relevant regulatory bodies.

Compliance Officer, ComplianceCITIC CLSA

This Compliance Officer role involves ensuring that CITIC CLSA adheres to relevant laws, rules, and regulations by providing advisory services, training employees, and monitoring compliance.

Senior Compliance Officer / Compliance OfficerLunar

This role involves joining a dynamic Compliance team within a Nordic challenger bank, focusing on general banking regulation and acting as a subject matter expert in areas like credit, conduct, financial crime prevention, digital operational resilience, or payments.

Senior Compliance Officer/ Compliance OfficerBank of Communications Trustee Limited

This compliance officer role is central to ensuring the company adheres to financial regulations and internal policies. It involves assisting with client onboarding, monitoring activities, and preparing compliance reports.

Compliance OfficerNambucca Valley Council

This role combines fieldwork, legislation, and community engagement to ensure regulatory compliance within the Nambucca Valley. The Compliance Officer will investigate complaints, inspect properties, and ensure development, land use, and environmental activities adhere to relevant legislation.

This role involves managing the full spectrum of compliance activities for the Singapore Branch, ensuring adherence to MAS regulatory guidelines and internal policies. The officer will also be responsible for implementing compliance projects and conducting training programs.

Officer, ComplianceCLSA

This compliance officer position focuses on maintaining a strong FATCA-CRS compliance framework and ensuring efficient monitoring of clients and transactions.

Compliance OfficerIndependent Financial Group, LLC

This role serves as a key member of the Compliance Department, working across multiple compliance disciplines to help ensure adherence to SEC, FINRA, state regulatory, and firm rules and requirements.

This role involves reviewing and approving all digital ads, social media content, landing pages, email campaigns, and print materials to ensure compliance with advertising standards and consumer protection regulations.

Compliance OfficerThornburg

This role supports Thornburg’s compliance program, primarily focusing on reviewing and overseeing marketing and advertising materials for compliance with the SEC Marketing Rule and other applicable requirements.

This role involves enhancing the company's compliance framework in line with current standards, working alongside existing staff. The ideal candidate will have a strong background in compliance management, particularly given the company's work with Government Departments.

Compliance OfficerInsight Global

This Compliance Officer role involves ensuring adherence to regulatory requirements for multiple entities. It suits a candidate with experience in compliance within the financial sector.

Compliance OfficerInfinite Group

Taking ownership of the compliance framework across Infinite Group is the core of this role, ensuring the business operates ethically and legally in a fast-moving international environment.

Compliance OfficerSG GSC Morocco

This role supports Bernstein SG as a Compliance Officer, forming an integral part of the EMEA and APAC Compliance function. Reporting to the EMEA/APAC Chief Compliance Officer, you will provide operational support to global Compliance teams, perform and coordinate key Compliance controls, and help…

Compliance OfficerAmSpec

The Compliance Officer runs AmSpec's compliance program, ensuring that its testing and inspection work remains impartial, ethical, and within the law. This role serves as a trusted advisor to management and staff, fostering a strong culture of integrity across all operations.

Compliance OfficerDATS 24

This Compliance Officer role is crucial for strengthening the compliance culture within DATS 24. The focus is on supporting the business in its daily activities and ensuring that laws and regulations are translated into practical, workable solutions for the operational reality of both e-mobility…

This role is for an experienced and dedicated Assistant Manager – Compliance to join the team. It suits candidates with relevant experience in compliance and backend operations, preferably within the security industry.

Compliance OfficerSecurity Bank

The Compliance Officer supports the bank's compliance initiatives through regulatory dissemination, testing, monitoring, and risk assessment activities.

Compliance OfficerNEC Software Solutions

This role focuses on ensuring hospital compliance with customer targets within the health industry, providing guidance, training, and support to improve performance. It suits a highly self-motivated individual who is confident in communicating clearly to diverse audiences and seniority levels.

This role supports the delivery of statutory and regulatory compliance across Care Housing Association's property portfolio, ensuring landlord safety obligations are met, compliance records are accurate, contractors are effectively managed, and emerging risks are identified and addressed promptly.

Compliance OfficerFP Trading

The Compliance Officer plays a crucial role in ensuring that FP Trading adheres to regulatory obligations while navigating the complexities of the UAE Capital Market Authority (CMA).

Compliance OfficerResolution Plaza

This part-time Compliance Officer role supports the Asset Management team by managing safety data and ensuring residents' safety in their homes. The position involves vital administrative tasks across six key compliance areas and requires a detail-oriented individual comfortable with a fast-paced…

Junior Compliance OfficerScandinavian Trust

This compliance job offers a great opportunity to start or build a career in corporate services, working as part of the Group Compliance team. The role involves supporting client onboarding, know-your-customer (KYC), anti-money laundering (AML), and data protection work across entities in Sweden…

Compliance OfficerBloFin

This role is responsible for establishing, administering, and maintaining BloFin's compliance management system to ensure adherence to all applicable VARA licence conditions, regulations, and UAE laws, as well as laws of other jurisdictions where BloFin operates.

Compliance OfficerSquared Homes

Supporting the effective delivery of property compliance and health and safety responsibilities is the core of this role. You will work closely with the Compliance and Health & Safety Partner, colleagues, and contractors to monitor performance, improve processes, and provide a safe, compliant, and…

This office-based role in India supports the compliance and operational requirements of a UK-based company. It suits a detail-oriented and responsible candidate with 0–1 year of experience who is interested in learning UK compliance procedures, document verification, internal…

Compliance OfficerBGIS

Compliance Officers support quality assurance, audit, and compliance activities for a community-focused residential maintenance contract.

This compliance officer role involves ensuring the company's policies and procedures align with regulatory standards, particularly those set by the SFC.

Compliance OfficerYellow Hive

This Compliance Officer role is for a professional who will help implement group-wide compliance projects, focusing on behavioral and integrity risks.

This part-time, fully remote role involves supporting the implementation, monitoring, and continuous improvement of compliance policies and procedures.

Compliance OfficerIdaho Department of Environmental Quality (DEQ)

This Compliance Officer role is with the Idaho Department of Environmental Quality (DEQ) and focuses on ensuring compliance with environmental regulations related to remediation and hazardous waste.

Compliance OfficerThe Access Bank UK Ltd

The Compliance Risk Officer works within the Compliance and Risk Department, reporting to the Deputy Head of Compliance. This role offers an excellent opportunity to gain specialist knowledge while supporting the Compliance Team, Deputy Head of Compliance, and Head of Compliance in…

This Compliance Officer role supports senior management in managing legal and regulatory compliance for a Singapore-listed REIT's operations in Singapore and China. The officer ensures adherence to relevant laws, regulations, and internal policies, working within a lean team.

Compliance OfficerOCIC Consulting Int'l. Inc.

This Corporate Compliance & Licensing Associate role supports corporate and licensing services by preparing corporate documents, handling government registrations and permits, and coordinating with clients and internal teams.

Compliance OfficerAnko Sourcing

This Compliance Officer role is responsible for interpreting and implementing regulatory requirements for products sourced for Kmart and Target, ensuring ethical sourcing and product compliance across various markets.

Compliance OfficerPluxee

This Compliance Officer role supports Pluxee's countries in launching and deploying payment projects, especially those involving electronic money issuance and payment services.

Compliance OfficerMy client

Working closely with project managers and finance, the Compliance Officer coordinates building compliance, subcontractor documentation, and insurance requirements while supporting project cost tracking, WIP reporting, and month-end accruals.

Compliance OfficerSSL.com

This role is for a Compliance Officer to join a growing team, helping to shape the security of the Internet. The officer will support, plan, maintain, and improve the compliance and security posture of SSL.com and its products through a framework of policies and procedures.

Compliance OfficerTrip.com Group

This role supports TripLink's regulatory compliance framework and broader payment compliance activities across the Trip.com Group. It combines regulatory and licensing support, regulatory reporting, governance, and cross-functional stakeholder coordination.

The Compliance Officer oversees the compliance function, ensuring adherence to SEBI regulations, Stock Exchange and Depository requirements, statutory obligations, and internal policies.

Compliance OfficerSouth China Financial Holdings Limited

This Compliance Officer role involves managing regulatory applications and reporting, conducting compliance reviews, and supporting anti-money laundering and general compliance matters. It suits a detail-oriented professional with a background in finance, accounting, or law.

Compliance OfficerAvis Greece

This role involves ensuring that the company's operations align with internal policies and external standards, specifically focusing on HSEQ and ESG. The Compliance Officer will contribute to policy development, conduct audits, and help manage the overall compliance program.

Compliance OfficerLynx Asset Management AB

This Compliance Officer role involves managing a broad range of legal and regulatory matters within a small, well-functioning Legal & Compliance team. The position is business-oriented, combining compliance work with legal advisory in an international context, and requires close collaboration with…

Compliance OfficerGlenorchy City Council

Compliance Officers join the Public Compliance team to apply legislation, solve problems, and contribute to a safer and more accessible community.

The Compliance Officer assesses and manages risks related to products, compliance, and operations, developing strategies to ensure adherence to regulations.

Compliance OfficerICG Medical

This Compliance Officer role ensures that healthcare professional files, both new and existing, meet UK healthcare compliance standards.

Compliance OfficerHellios

Maintaining quality and security standards across Hellios Asia Pacific is the core of this part-time compliance officer role, including preparing for and attaining third-party certifications like ISO 9001. The role reports to the Senior Business Analyst.

Compliance OfficerQueenstown Lakes District Council

Ensuring the Building Services team operates smoothly within regulatory requirements, council policies, and legislation is the core of this compliance officer role.

This role is responsible for ensuring that the company complies with all applicable laws, regulations, government requirements, internal policies, and industry standards.