About This Role
This Compliance Officer role involves ensuring that all operations adhere to applicable laws, regulations, and internal policies of the International Financial Services Centers Authority (IFSCA), SEBI, and other relevant regulatory bodies. The position requires a proactive approach to identifying and mitigating compliance risks and fostering a culture of integrity and regulatory adherence across the organization. The ideal candidate will be highly motivated and experienced, joining the company's GIFT IFSC entity.
Responsibilities
- Ensure strict adherence to IFSCA regulations, SEBI guidelines, and other applicable laws
- Stay current with regulatory changes and implement necessary adjustments to policies and procedures
- Develop, maintain, and update internal compliance policies and procedures
- Ensure policies are effectively communicated and understood by all relevant stakeholders
- Conduct regular risk assessments to identify potential compliance issues
- Implement monitoring systems to ensure ongoing compliance and promptly address any gaps or issues
- Lead training sessions for employees on compliance requirements and best practices
- Ensure all staff are aware of and adhere to compliance policies
- Conduct internal audits to evaluate compliance with regulatory requirements
- Identify and address any compliance gaps or issues
- Prepare and present regular reports to senior management and regulatory authorities on compliance status and any issues identified
- Serve as the primary point of contact for regulatory inquiries and submissions
- Maintain accurate and up-to-date records of compliance activities, audits, and regulatory communications
- Ensure data integrity and confidentiality
Requirements
- Qualified Company Secretary from ICSI (Institute of Company Secretaries of India)
- Minimum of 2 years of experience in compliance, risk management, or a related field, preferably in the financial services industry
- Strong understanding of financial regulations and compliance requirements
- Excellent analytical and problem-solving skills
- Strong attention to detail and ability to manage multiple tasks simultaneously
- Excellent communication and interpersonal skills
- Proficiency in MS Office and compliance management software
Nice to have:
- Experience with IFSCA regulations or similar regulatory frameworks
- Additional qualifications such as CAMS, ACCA, or a relevant law degree
