About This Role
This internal auditor role involves performing operational, compliance, and financial audits across key areas of the company. It is a hands-on position requiring knowledge of complex business processes and various risks related to business processes, compliance, and technology. The auditor will also provide consultative support to business partners to identify opportunities for control improvements.
Responsibilities
- Execute audit programs across key business areas, ensuring thorough examination and testing of internal controls
- Build and maintain strong relationships with areas under audit, facilitating effective communication throughout the audit lifecycle, from planning to execution and improvement recommendations
- Assist with executing all phases of planned operational audits including performing audit testing and gathering and analyzing evidence
- Complete documentation, including risk and controls matrices and process flowcharts, and testing results
- Perform design and operating effectiveness testing to assess control effectiveness, including remediation validation, and roll-forward testing
- Continuously evaluate current controls and recommend ways to rationalize and optimize controls through automation
- Assist in the coordination and receipt of SOC1 and SOC2 reports from third party providers
- Complete SOC report assessments
- Work with management to identify and document controls necessary to rely upon such reports
Requirements
- 2+ years experience in public accounting or internal audit background
- Solid understanding of internal control concepts
- CISA, CISM, CIA, CPA and or relative certification is an asset
- Experience at a financial services firm an asset
Benefits
- Opportunity for career progression within the organization
- Exposure to both asset management and wealth management
- Opportunity to participate in the transition back to a broader operational audit mandate
- Ability to gain exposure across multiple business functions and processes
- Discretionary bonuses
- Medical, dental, and vision benefits
- Company’s 401(k) retirement plan
Important Details
- You must currently reside within the Greater Toronto Area and be permitted to work in Canada to be considered for this opportunity
Application Process
- Submit your resume in MS Word or Rich Text formats
- Quote the job reference number when applying
About the Company
Our client offers asset and wealth management.
