Compliance Officer

About This Role

This Compliance Officer role involves managing regulatory applications and reporting, conducting compliance reviews, and supporting anti-money laundering and general compliance matters. It suits a detail-oriented professional with a background in finance, accounting, or law.

Responsibilities

• Handle regulatory license applications
• Handle regulatory reporting and respond to regulator enquiries
• Conduct compliance reviewing and monitoring activities
• Review account opening and support AML and general compliance matters
• Maintain CPT hours for licensed staff
• Handle ad hoc tasks as assigned from time to time

Requirements

• Degree holder in finance, accounting, law or related disciplines
• 1

3 years relevant working experience

• Good knowledge of the SFO
• Fluent in English and Chinese
• Good team player and self-motivated with strong sense of responsibility, organizational and problem-solving skills
• Immediately available is highly preferred

Nice to have:

• Knowledge in AML/KYC and back/middle operation
• Knowledge of FATCA, CRS

Important Details

• Candidate with less experience will be considered for the position of Assistance Compliance Officer

Application Process

• Submit your CV stating your earliest availability