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This internship offers an undergraduate student the opportunity to contribute to a Compliance team that covers a wide range of functional areas, including Code of Ethics, Distribution, Investment, Operations Services, Regulatory Reporting, and Broker-Dealer Compliance. The role involves collaboration with team members, gaining knowledge of regulatory filings, and assisting with surveillance monitoring and marketing compliance practices.
This is a leading global investment management firm offering high-quality research and diversified investment services to institutional clients, retail investors, and private-wealth clients in major markets around the globe. With over 4,000 employees across 51 locations operating in 25 countries and jurisdictions, its ambition is to be the most trusted investment firm in the world.