About the role
JCW is partnering with a global institutional asset manager on a senior compliance hire based in New York. This role will serve as a key member of the Compliance team, with a particular focus on supporting the firm's alternative investment platform and providing product compliance oversight across a broad range of investment strategies.
The successful candidate will act as a trusted advisor to investment, product, distribution, and senior leadership teams, helping navigate regulatory requirements while supporting business growth and product innovation.
Key Responsibilities
• Provide compliance advisory support across alternative investment products and investment strategies
• Partner closely with investment, product, and distribution teams on new product launches, fund structuring initiatives, and ongoing product governance
• Advise stakeholders on regulatory developments impacting alternative investments, private markets, and institutional asset management
• Lead compliance monitoring and testing activities across key risk areas, including marketing materials, Code of Ethics obligations, conflicts management, and trade allocations
• Review and approve marketing and client-facing materials in accordance with applicable regulatory requirements
• Support regulatory examinations, inquiries, and interactions with relevant regulators
• Deliver compliance training and guidance to stakeholders across the business
• Contribute to the continued enhancement of the firm's compliance framework, policies, and procedures
Requirements
• 10+ years of compliance experience within asset management, alternative investments, private markets, hedge funds, private credit, infrastructure, real assets, or related investment strategies
• Strong product compliance and investment advisory experience gained within a sophisticated investment management environment
• Deep understanding of SEC regulatory requirements and the Investment Advisers Act
• Experience advising senior business leaders and investment professionals on complex regulatory matters
• Ability to operate independently while partnering effectively across investment, legal, risk, and distribution teams
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