Compliance Analyst

About This Role

Supporting the day-to-day activities of the Regulatory Compliance Management (RCM) program is the core of this role. It suits a motivated and focused individual with a team-oriented mindset who has experience providing compliance, regulatory, legal, or research services. You will analyze regulatory and policy issues, conduct research and analysis on a spectrum of matters, and write business documentation. You understand the importance of relationship management and have experience engaging with various levels of business stakeholders, thriving in a fast-paced environment and enjoying the challenge of hitting deadlines and creating deliverables.

Responsibilities

• Support the governance, execution, and maintenance of the RCM Program
• Support the ongoing development, implementation, and review of compliance documentation, including policies and procedures
• Assist with compliance assessments, testing activities, and follow-up actions to assess adherence to regulatory requirements and internal policies
• Collaborate with business stakeholders to provide compliance guidance and support
• Monitor regulatory developments and communicate potential business impacts
• Prepare executive-level reports, presentations, and other compliance-related communications
• Deliver training on various components of the RCM program tailored to different teams across the organization
• Conduct research and analysis of regulatory, legal, and policy developments, interpreting requirements and translating them into actionable business guidance
• Review, draft, and maintain policies, procedures, standards, and operating documentation to support regulatory compliance obligations and operational effectiveness
• Support the development and implementation of compliance initiatives and manage special projects as required
• Promote a culture of compliance through stakeholder engagement and knowledge sharing

Requirements

• 2+ years of work experience in a compliance, regulatory, legal, or research role
• Experience within banking, financial services, payments, fintech, regulatory affairs, risk management, or a similarly regulated industry is considered a strong asset
• Proven ability to comprehend and produce policy, procedural, or technical documents
• Experience interpreting and applying regulatory, legal, policy, or business requirements and translating them into operational processes and controls
• Exceptional verbal and written communication skills with demonstrated experience researching, analyzing, synthesizing, and presenting complex information in a clear and concise manner
• Strong attention to detail with the ability to identify issues, assess impacts, and ensure accuracy in complex regulatory and compliance documentation