Compliance Analyst

About This Role

The Compliance Analyst thrives in a dynamic regulatory environment, tackling real-time compliance challenges related to global investment products. This position offers broad exposure to the firm's trading, operations, and software development groups, making it suitable for someone eager to engage with various facets of a fast-paced firm.

Responsibilities

• Prepare regulatory filings
• Collaborate with compliance staff to support the firm’s business units
• Design and review automated compliance monitoring reports
• Ensure adherence to compliance policies
• Work on long-term projects to maintain the firm’s high standards of compliance with new and existing regulations

Requirements

• A bachelor’s degree or higher
• Excellent analytical abilities, drafting, and verbal communication skills
• Well-developed numeracy skills
• 1 to 4 years of experience, along with a demonstrated record of achievement in academic and professional endeavors
• Organizational and project management acumen
• A keen eye for detail and an impressive work ethic
• Prior experience in paralegal work, accounting, financial operations, compliance, or investment management is beneficial but not required