Compliance Analyst

About This Role

The Compliance Analyst is a key part of the team that implements and enforces the firm’s compliance program. This role supports the global compliance program, systems, and controls, working closely with stakeholders to ensure adherence to regulatory requirements and firm policies.

Responsibilities

• Support the Firm’s global compliance program, records and systems, including regulatory filings, examinations, investigations, inquiries, audits and inspections
• Administer the Firm’s Code of Ethics and personal trading policies through compliance systems and tools
• Partner with employees to collect required personal trading information and support trade monitoring in line with regulatory requirements
• Manage key elements of the personal trading program, including disclosures, pre-approval requests and reconciliations
• Coordinate the Firm’s compliance certification program and help drive timely completion
• Prepare, deliver and track relevant compliance training activities across the Firm
• Contribute to controls development and system enhancements that strengthen the overall compliance program
• Support internal compliance projects, reporting and trend analysis, and take on additional compliance-related initiatives as needed

Requirements

• 3+ years of experience in a financial services control function, ideally in hedge fund or private equity regulatory compliance, or in accounting, investor services, policy, audit or a similar process-driven environment
• Bachelor’s degree from an accredited college or university with a strong academic record
• Strong attention to detail and excellent organizational skills, with the ability to identify issues and respond promptly
• Clear, professional verbal and written communication skills, with the confidence to work effectively with internal stakeholders at all levels
• Ability to prioritize competing demands in a fast-paced, high-pressure and constantly evolving environment
• Strong sense of urgency, accountability and ownership in day-to-day execution
• Ability to learn new systems quickly and build working ownership of key compliance tools and processes
• Sound judgment, discretion and a strong commitment to confidentiality and professionalism

Benefits

• Discretionary performance bonus
• Comprehensive benefits

About the Company

Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for its investors.