Compliance Analyst

About This Role

This role involves executing testing, monitoring, and operational activities to evaluate control effectiveness and ensure compliance with internal standards and regulatory requirements within a financial services environment. The individual will perform detailed reviews of business processes and artifacts, analyze data to identify risks or gaps, and provide insights and recommendations to stakeholders.

Responsibilities

• Execute testing, monitoring, and operational activities to evaluate control effectiveness
• Ensure compliance with internal standards and regulatory requirements
• Perform detailed reviews of business processes and artifacts
• Analyze data to identify risks or gaps
• Provide insights and recommendations to stakeholders
• Conduct complex testing and fieldwork
• Document findings
• Support issue identification and root cause analysis
• Create and maintain testing documentation including workpapers and reports
• Collaborate with internal teams to ensure timely and accurate service delivery
• Partner with internal stakeholders to drive effective risk and control outcomes

Requirements

• 2–3 years of experience in risk, compliance, audit, or control testing
• Experience executing control testing and evaluating control effectiveness
• Strong analytical skills with ability to interpret data and identify issues
• Experience performing reviews of business processes and documentation
• Ability to conduct root cause analysis and clearly communicate findings
• Strong written and verbal communication skills
• Experience working with stakeholders across business units
• Ability to work independently and manage multiple priorities
• Strong documentation skills (testing reports, workpapers, findings)
• Post-secondary education or equivalent experience

Nice to have:

• Experience in banking or financial services environment
• Background in internal audit, compliance testing, or operational risk
• Familiarity with regulatory frameworks and control standards
• Experience with program or project management
• Exposure to enterprise-wide risk or governance functions