Compliance Analyst

About This Role

This in-office Compliance Analyst position supports the Compliance Officer in managing and enhancing the bank's Compliance Risk Management Program. The role involves administering and maintaining the program, with a focus on lending-related regulations.

Responsibilities

• Require a working knowledge of Regulation B ECOA (notification requirements), Regulation X RESPA, and Regulation Z TILA (Loan Estimate and Closing Disclosure accuracy), and Regulation C HMDA (LAR accuracy reviews)
• Assist the Compliance Officer to coordinate and prepare reports and logs for the quarterly Management Compliance Committee (MCC) meeting
• Assist the Risk and Compliance Manager for the Risk Assessment related to Vendor and Enterprise Risk Management
• Monitor, track and review the monthly, quarterly, semi-annually, and annually compliance certification from branches and business units, to ensure the compliance certifications are completed with validated information, and report to supervisor any deficiency from compliance certification
• Represent Compliance in projects related to new products and changes to existing products
• Perform compliance monitoring review by collecting, conducting, analyzing and summarizing information such as flood insurance tickler log, fair credit reporting, and other deposit and lending compliance regulations
• Assist in the update, development and implementation of the compliance procedures, desktop procedures, and forms for compliance regulation review
• Complete department administrative duties
• Perform other duties as assigned by the Compliance Officer
• Continually seek to improve Compliance operations by ensuring all tasks are efficient and provide value to the Bank through the elimination of tasks that are not needed or required by law or through automation

Requirements

• Bachelor

's degree or equivalent

• Minimum 2 years of experience in banking compliance including monitoring and reviewing primarily lending-related regulations
• Excellent analytical, research, project management, and planning skills
• PC proficient
• Organized and detail-oriented
• Strong written and verbal communication skills
• Working knowledge of banking compliance programs
• Applicants must be authorized to work in the United States without the need for visa sponsorship now or in the future

Benefits

• Medical insurance
• Vision insurance
• Dental insurance
• 401(k)
• Disability insurance

About the Company

Since opening its first branch in Los Angeles in 2008, Royal Business Bank (RBB) has grown rapidly by adding branches in Southern California, Nevada, New York, New Jersey, Chicago, and Hawaii. The company offers a comprehensive and innovative suite of banking services for individuals and businesses.