华西证券股份有限公司

About 华西证券股份有限公司

Huaxi Securities Co., Ltd. originated from Sichuan Securities Co., Ltd., established in 1988. On June 26, 2000, the former Sichuan Securities Co., Ltd. and the former Sichuan Securities Trading Center merged, restructured, and increased capital to establish Huaxi Securities Co., Ltd. In July 2014, it completed its joint-stock reform and was renamed Huaxi Securities Co., Ltd. On February 2, 2018, the company was listed on the Shenzhen Stock Exchange. The company's stock "Huaxi Securities" (002926. SZ) was included in the Shenzhen Component Index and the SME Board Index. In February 2019, Huaxi Securities was included in the MSCI index list. The company has a registered capital of 2.625 billion yuan and is registered in Chengdu, Sichuan Province, with Luzhou Laojiao Group as the largest shareholder. With its strong market adaptability, Huaxi Securities is one of the few securities companies in China that has been continuously profitable since 2004 and has been rated as an A-class securities firm for 9 consecutive years. The company has formed an organizational structure with Chengdu as the headquarters, business divisions in Beijing, Shenzhen, and Shanghai, 3 wholly-owned subsidiaries, 15 branches, and hundreds of business offices. The company owns 1 wholly-owned futures subsidiary, 1 private equity fund subsidiary, and 1 alternative investment subsidiary. It also has 1 proprietary business branch, 12 brokerage business branches, 1 underwriting and sponsorship branch, and 1 main institutional business branch. The company's securities business offices are located in economic center cities such as Sichuan, Beijing, Shanghai, Tianjin, Chongqing, Guangzhou, Shenzhen, Dalian, and Hangzhou. The company has over 3,000 employees and serves customers with total assets exceeding 300 billion yuan. With the mission of "Achieving Value Dreams" and adhering to the corporate spirit of "Professional, Dedicated, Efficient, and Responsible," the company is fully committed to building its three pillar businesses: wealth management, investment banking, and investment management. It builds two business platforms, institutional services and securities asset management, around key cross-business capabilities such as investment research support, institutional sales, PB outsourcing, and asset management product creation. These platforms deeply synergize with the three pillar businesses to promote business development, aiming to become a first-class national securities financial service provider driven by value and characterized by great vitality.